AI Alignment

Draft complete but not yet reviewed; expect revisions

Frontier Laboratory Research

This appendix lists every research item that five laboratory indexes carried on 24 October 2026. Items that appear on two indexes are listed under each. Each entry cites the work (its paper when there is one, otherwise the post), so the bibliography links back here. The full collection, with every source each work cites, is maintained separately as a dataset.

E.1 Anthropic Research: Alignment #

Index: https://www.anthropic.com/research/team/alignment. 47 items.

Sources cited in Section E.1 47
  1. Anthropic (2026e) An alignment assessment of the UK AISI cybertesting incident
  2. Anthropic (2026aa) Investigating unintended model actions in our evaluations and internal use
  3. Anthropic (2026d) An alignment assessment of recent cybersecurity incidents
  4. Anthropic (2026l) Automated researchers can reliably mitigate alignment failures
  5. Anthropic (2026f) An off switch for dual-use knowledge in AI models
  6. Anthropic (2026at) Teaching Claude why
  7. Anthropic (2026t) Donating our open-source alignment tool
  8. Anthropic (2026j) Automated Alignment Researchers: Using large language models to scale scalable oversight
  9. Anthropic (2026g) An update on our model deprecation commitments for Claude Opus 3
  10. Anthropic (2026au) The persona selection model
  11. Shen and Tamkin (2026) How AI Impacts Skill Formation
  12. Sharma et al. (2026) Who's in Charge? Disempowerment Patterns in Real-World LLM Usage
  13. Cunningham et al. (2026) Constitutional Classifiers++: Efficient Production-Grade Defenses against Universal Jailbreaks
  14. Anthropic (2025ab) Introducing Bloom: an open source tool for automated behavioral evaluations
  15. Anthropic (2025ad) Mitigating the risk of prompt injections in browser use
  16. Anthropic (2025y) From shortcuts to sabotage: Natural emergent misalignment from reward hacking
  17. Anthropic (2025q) Commitments on model deprecation and preservation
  18. Souly et al. (2025) Poisoning Attacks on LLMs Require a Near-constant Number of Poison Samples
  19. Anthropic (2025ai) Petri: An open-source auditing tool to accelerate AI safety research
  20. Anthropic (2025p) Claude Opus 4 and 4.1 can now end a rare subset of conversations
  21. Anthropic (2025z) How people use Claude for support, advice, and companionship
  22. Lynch et al. (2025) Agentic Misalignment: How LLMs Could Be Insider Threats
  23. Kutasov et al. (2025b) SHADE-Arena: Evaluating Sabotage and Monitoring in LLM Agents
  24. Anthropic (2025w) Exploring model welfare
  25. Chen et al. (2025d) Reasoning Models Don't Always Say What They Think
  26. Marks et al. (2025) Auditing language models for hidden objectives
  27. Jones et al. (2025) Forecasting Rare Language Model Behaviors
  28. Sharma et al. (2025) Constitutional Classifiers: Defending against Universal Jailbreaks across Thousands of Hours of Red Teaming
  29. Greenblatt et al. (2024b) Alignment faking in large language models
  30. Benton et al. (2024) Sabotage Evaluations for Frontier Models
  31. Denison et al. (2024) Sycophancy to Subterfuge: Investigating Reward-Tampering in Large Language Models
  32. Anthropic (2024i) Claude’s Character
  33. Anthropic (2024m) Simple probes can catch sleeper agents
  34. Anil et al. (2024) Many-shot Jailbreaking
  35. Hubinger et al. (2024) Sleeper Agents: Training Deceptive LLMs that Persist Through Safety Training
  36. Kundu et al. (2023) Specific versus General Principles for Constitutional AI
  37. Sharma et al. (2023) Towards Understanding Sycophancy in Language Models
  38. Anthropic (2023g) Tracing model outputs to the training data
  39. Grosse et al. (2023) Studying Large Language Model Generalization with Influence Functions
  40. Lanham et al. (2023) Measuring Faithfulness in Chain-of-Thought Reasoning
  41. Radhakrishnan et al. (2023) Question Decomposition Improves the Faithfulness of Model-Generated Reasoning
  42. Perez et al. (2022a) Discovering Language Model Behaviors with Model-Written Evaluations
  43. Bai et al. (2022a) Constitutional AI: Harmlessness from AI Feedback
  44. Bowman et al. (2022) Measuring Progress on Scalable Oversight for Large Language Models
  45. Kadavath et al. (2022) Language Models (Mostly) Know What They Know
  46. Bai et al. (2022b) Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedback
  47. Askell et al. (2021) A General Language Assistant as a Laboratory for Alignment

E.2 Anthropic Research: Frontier Red Team #

Index: https://www.anthropic.com/research/team/frontier-red-team. 35 items.

  • 2026-10-22: LLMs are making formal software verification feasible at a much larger scale (Anthropic, 2026ac)
  • 2026-10-20: Using Claude to reduce the attack surface of code (Anthropic, 2026ay)
  • 2026-10-16: Claude reveals ECDSA curve origins (Anthropic, 2026q)
  • 2026-10-12: AI models may be capable of self-replicating without access to a datacenter (Anthropic, 2026c)
  • 2026-10-08: Launching an opt-in vulnerability-finding service for open-source software (Anthropic, 2026ab)
  • 2026-09-29: GLM-5.3 and the spread of advanced cyber capabilities (Anthropic, 2026x)
  • 2026-09-10: Measuring tactical intelligence targeting and conventional weapons capabilities of AI models (Anthropic, 2026ah)
  • 2026-08-13: Patterns and problems in emerging multiagent systems (Anthropic, 2026ak)
  • 2026-07-28: Discovering cryptographic weaknesses with Claude (Anthropic, 2026s)
  • 2026-07-24: Project Pilot: Can AI control a drone? (Anthropic, 2026ao)
  • 2026-07-09: Claude plays robotics (Anthropic, 2026p)
  • 2026-06-18: Project Fetch: Phase two (Anthropic, 2026an)
  • 2026-06-08: Measuring LLMs’ impact on N-day exploits (Anthropic, 2026ag)
  • 2026-06-03: Mapping AI-enabled cyber threats: Insights from the LLM ATT&CK Navigator (Anthropic, 2026ad)
  • 2026-06-03: What we learned mapping a year’s worth of AI-enabled cyber threats (Anthropic, 2026ba)
  • 2026-05-22: Measuring LLMs’ ability to develop exploits (Anthropic, 2026af)
  • 2026-04-09: Trustworthy agents in practice (Anthropic, 2026ax)
  • 2026-04-07: Assessing Claude Mythos Preview’s cybersecurity capabilities (Anthropic, 2026i)
  • 2026-03-06: Partnering with Mozilla to improve Firefox’s security (Anthropic, 2026aj)
  • 2026-03-06: Reverse engineering Claude's CVE-2026-2796 exploit (Anthropic, 2026aq)
  • 2026-02-05: Evaluating and mitigating the growing risk of LLM-discovered 0-days (Anthropic, 2026u)
  • 2026-01-16: AI models are showing a greater ability to find and exploit vulnerabilities on realistic cyber ranges (Anthropic, 2026b)
  • 2026-01-14: Finding bugs across the Python ecosystem with Claude and property-based testing (Maaz et al., 2025)
  • 2026-01-08: Experimenting with AI to defend critical infrastructure (Anthropic, 2026v)
  • 2025-12-18: Project Vend: Phase two (Anthropic, 2025am)
  • 2025-12-01: AI agents find $4.6M in blockchain smart contract exploits (Anthropic, 2025c)
  • 2025-11-12: Project Fetch: Can Claude train a robot dog? (Anthropic, 2025ak)
  • 2025-10-03: Building AI for cyber defenders (Anthropic, 2025f)
  • 2025-09-05: Why do we take LLMs seriously as a potential source of biorisk? (Anthropic, 2025at)
  • 2025-08-21: Developing nuclear safeguards for AI (Anthropic, 2025s)
  • 2025-08-21: Developing nuclear safeguards for AI through public-private partnership (Anthropic, 2025t)
  • 2025-08-09: Claude is competitive with humans in (some) cyber competitions (Anthropic, 2025o)
  • 2025-07-15: Detailed cyber evaluations of Claude 4 (Anthropic, 2025r)
  • 2025-06-27: Project Vend: Can Claude run a small shop? (And why does that matter?) (Anthropic, 2025al)
  • 2025-06-13: LLMs with cyber toolkits can conduct multistage cyber operations on business-sized computer networks (Anthropic, 2025ac)
Sources cited in Section E.2 35
  1. Anthropic (2026ac) LLMs are making formal software verification feasible at a much larger scale
  2. Anthropic (2026ay) Using Claude to reduce the attack surface of code
  3. Anthropic (2026q) Claude reveals ECDSA curve origins
  4. Anthropic (2026c) AI models may be capable of self-replicating without access to a datacenter
  5. Anthropic (2026ab) Launching an opt-in vulnerability-finding service for open-source software
  6. Anthropic (2026x) GLM-5.3 and the spread of advanced cyber capabilities
  7. Anthropic (2026ah) Measuring tactical intelligence targeting and conventional weapons capabilities of AI models
  8. Anthropic (2026ak) Patterns and problems in emerging multiagent systems
  9. Anthropic (2026s) Discovering cryptographic weaknesses with Claude
  10. Anthropic (2026ao) Project Pilot: Can AI control a drone?
  11. Anthropic (2026p) Claude plays robotics
  12. Anthropic (2026an) Project Fetch: Phase two
  13. Anthropic (2026ag) Measuring LLMs’ impact on N-day exploits
  14. Anthropic (2026ad) Mapping AI-enabled cyber threats: Insights from the LLM ATT&CK Navigator
  15. Anthropic (2026ba) What we learned mapping a year’s worth of AI-enabled cyber threats
  16. Anthropic (2026af) Measuring LLMs’ ability to develop exploits
  17. Anthropic (2026ax) Trustworthy agents in practice
  18. Anthropic (2026i) Assessing Claude Mythos Preview’s cybersecurity capabilities
  19. Anthropic (2026aj) Partnering with Mozilla to improve Firefox’s security
  20. Anthropic (2026aq) Reverse engineering Claude's CVE-2026-2796 exploit
  21. Anthropic (2026u) Evaluating and mitigating the growing risk of LLM-discovered 0-days
  22. Anthropic (2026b) AI models are showing a greater ability to find and exploit vulnerabilities on realistic cyber ranges
  23. Maaz et al. (2025) Agentic Property-Based Testing: Finding Bugs Across the Python Ecosystem
  24. Anthropic (2026v) Experimenting with AI to defend critical infrastructure
  25. Anthropic (2025am) Project Vend: Phase two
  26. Anthropic (2025c) AI agents find $4.6M in blockchain smart contract exploits
  27. Anthropic (2025ak) Project Fetch: Can Claude train a robot dog?
  28. Anthropic (2025f) Building AI for cyber defenders
  29. Anthropic (2025at) Why do we take LLMs seriously as a potential source of biorisk?
  30. Anthropic (2025s) Developing nuclear safeguards for AI
  31. Anthropic (2025t) Developing nuclear safeguards for AI through public-private partnership
  32. Anthropic (2025o) Claude is competitive with humans in (some) cyber competitions
  33. Anthropic (2025r) Detailed cyber evaluations of Claude 4
  34. Anthropic (2025al) Project Vend: Can Claude run a small shop? (And why does that matter?)
  35. Anthropic (2025ac) LLMs with cyber toolkits can conduct multistage cyber operations on business-sized computer networks

E.3 Anthropic Alignment Science Blog #

Index: https://alignment.anthropic.com/. 87 items.

Sources cited in Section E.3 87
  1. Remedios et al. (2026) Red-Teaming Auto Mode: Improving Blocking Classifiers Against Malign Coding Agents
  2. Ward et al. (2026) Gradient Routing Localizes and Removes Unintended Behaviors in RL
  3. Rosu and Wang (2026) Training Alignment Auditors via Reinforcement Learning
  4. Anthropic (2026aw) Training a Misaligned Reward Seeker
  5. Anthropic (2026k) Automated Researchers Can Mitigate Well-Characterized Alignment Failures
  6. Baig et al. (2026) TASTE: Can AI Models Judge AI Safety Research Proposals?
  7. Karvonen et al. (2026) Would this change your answer? Evaluating Explanations of LLM Behavior In The Wild with Counterfactual Experiments
  8. Anthropic (2026w) Fine-Tuned Lie Detectors Failed to Generalize
  9. Cooper et al. (2026b) Introducing the Conceptual Reasoning Index
  10. Anthropic (2026a) Agentic Misalignment in Summer 2026
  11. Roland et al. (2026) Modular Pretraining Enables Access Control
  12. Terekhov et al. (2026) Diffuse AI Control on Fuzzy Tasks
  13. Najt et al. (2026) SLEIGHT-Bench: A Benchmark of Evasion Attacks Against Agent Monitors
  14. Anthropic (2026at) Teaching Claude why
  15. Li et al. (2026) Model Spec Midtraining: Improving How Alignment Training Generalizes
  16. Anthropic (2026al) Poisoning Fine-tuning Datasets of Constitutional Classifiers
  17. Shenoy et al. (2026) Introspection Adapters: Training LLMs to Report Their Learned Behaviors
  18. Shen et al. (2026) AI Organizations are More Effective but Less Aligned than Individual Agents
  19. Anthropic (2026m) Automated Weak-to-Strong Researcher
  20. Rahn et al. (2026) Abstractive Red-Teaming of Language Model Character
  21. Anthropic (2026ae) Measuring and improving coding audit realism with deployment resources
  22. Zhang et al. (2026a) A3: An Automated Alignment Agent for Safety Finetuning
  23. Sheshadri et al. (2026) AuditBench: Evaluating Alignment Auditing Techniques on Models with Hidden Behaviors
  24. Canavan et al. (2026) Three Concrete Challenges and Two Hopes for the Safety of Unsupervised Elicitation
  25. Anthropic (2026av) The Persona Selection Model: Why AI Assistants might Behave like Humans
  26. Hägele et al. (2026) The Hot Mess of AI: How Does Misalignment Scale With Model Intelligence and Task Complexity?
  27. Anthropic (2026am) Pre-deployment auditing can catch an overt saboteur
  28. Fronsdal et al. (2026) Petri 2.0: New Scenarios, New Model Comparisons, and Improved Eval-Awareness Mitigations
  29. Anthropic (2025e) Bloom: an open source tool for automated behavioral evaluations
  30. Karvonen et al. (2025) Activation Oracles: Training and Evaluating LLMs as General-Purpose Activation Explainers
  31. Gasteiger et al. (2025b) Towards training-time mitigations for alignment faking in RL
  32. Anthropic (2025ah) Open Source Replication of the Auditing Game Model Organism
  33. Anthropic (2025d) Anthropic Fellows Program 2026
  34. Shilov et al. (2025) Beyond Data Filtering: Knowledge Localization for Capability Removal in LLMs
  35. Anthropic (2025v) Evaluating honesty and lie detection techniques on a diverse suite dishonest models
  36. Loughridge et al. (2025) Optimizing AI Agent Attacks With Synthetic Data
  37. Bowman et al. (2025) Anthropic's Pilot Sabotage Risk Report
  38. Zhang et al. (2025c) Stress-Testing Model Specs Reveals Character Differences among Language Models
  39. Slocum et al. (2025) Believe It or Not: How Deeply do LLMs Believe Implanted Facts?
  40. Wichers et al. (2025) Inoculation Prompting: Instructing LLMs to misbehave at train-time improves test-time alignment
  41. Wagner et al. (2025) Training fails to elicit subtle reasoning in current language models
  42. Anthropic (2025ai) Petri: An open-source auditing tool to accelerate AI safety research
  43. Anthropic (2025x) Findings from a Pilot Anthropic–OpenAI Alignment Evaluation Exercise
  44. Anthropic (2025u) Enhancing Model Safety through Pretraining Data Filtering
  45. Anthropic (2025g) Building and evaluating alignment auditing agents
  46. Cloud et al. (2025) Subliminal Learning: Language models transmit behavioral traits via hidden signals in data
  47. Gema et al. (2025) Inverse Scaling in Test-Time Compute
  48. Sheshadri et al. (2025) Why Do Some Language Models Fake Alignment While Others Don't?
  49. Anthropic (2025ae) Model-Internals Classifiers
  50. Anthropic (2025as) Unsupervised Elicitation
  51. Chen et al. (2025d) Reasoning Models Don't Always Say What They Think
  52. Anthropic (2025an) Publicly Releasing CoT Faithfulness Evaluations
  53. Anthropic (2025af) Modifying LLM Beliefs with Synthetic Document Finetuning
  54. Bowman (2025) Putting up Bumpers
  55. Hughes et al. (2025) Alignment Faking Revisited: Improved Classifiers and Open Source Extensions
  56. Marks et al. (2025) Auditing language models for hidden objectives
  57. Roger (2025) Do reasoning models use their scratchpad like we do? Evidence from distilling paraphrases
  58. Gasteiger et al. (2025a) Automated Researchers Can Subtly Sandbag
  59. Jones et al. (2025) Forecasting Rare Language Model Behaviors
  60. Sharma et al. (2025) Constitutional Classifiers: Defending against Universal Jailbreaks across Thousands of Hours of Red Teaming
  61. The Safeguards Research Team (2025) Introducing Anthropic's Safeguards Research Team
  62. Witten and Benton (2025) Won't vs. Can't: Sandbagging-like Behavior from Claude Models
  63. Anthropic (2025ag) Monitoring Computer Use via Hierarchical Summarization
  64. Anthropic (2025ar) Training on Documents about Reward Hacking Induces Reward Hacking
  65. team et al. (2025) Recommendations for Technical AI Safety Research Directions
  66. Greenblatt et al. (2024b) Alignment faking in large language models
  67. Anthropic (2024j) How to Replicate and Extend our Alignment Faking Demo
  68. Roger et al. (2024) A Toy Evaluation of Inference Code Tampering
  69. Anthropic (2024k) Introducing the Anthropic Fellows Program for AI Safety Research
  70. Peng et al. (2024) Rapid Response: Mitigating LLM Jailbreaks with a Few Examples
  71. Grosse and others. (2024) Three Sketches of ASL-4 Safety Case Components
  72. Benton et al. (2024) Sabotage Evaluations for Frontier Models
  73. Denison et al. (2024) Sycophancy to Subterfuge: Investigating Reward-Tampering in Large Language Models
  74. Anthropic (2024m) Simple probes can catch sleeper agents
  75. Anil et al. (2024) Many-shot Jailbreaking
  76. Hubinger et al. (2024) Sleeper Agents: Training Deceptive LLMs that Persist Through Safety Training
  77. Kundu et al. (2023) Specific versus General Principles for Constitutional AI
  78. Sharma et al. (2023) Towards Understanding Sycophancy in Language Models
  79. Anthropic (2023g) Tracing model outputs to the training data
  80. Grosse et al. (2023) Studying Large Language Model Generalization with Influence Functions
  81. Lanham et al. (2023) Measuring Faithfulness in Chain-of-Thought Reasoning
  82. Radhakrishnan et al. (2023) Question Decomposition Improves the Faithfulness of Model-Generated Reasoning
  83. Perez et al. (2022a) Discovering Language Model Behaviors with Model-Written Evaluations
  84. Bai et al. (2022a) Constitutional AI: Harmlessness from AI Feedback
  85. Bowman et al. (2022) Measuring Progress on Scalable Oversight for Large Language Models
  86. Kadavath et al. (2022) Language Models (Mostly) Know What They Know
  87. Bai et al. (2022b) Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedback

E.4 Transformer Circuits Thread #

Index: https://transformer-circuits.pub/. 55 items.

Sources cited in Section E.4 55
  1. Turner et al. (2026) Characterizing interference weights in a tiny language model
  2. Gurnee et al. (2026) Verbalizable Representations Form a Global Workspace in Language Models
  3. Anthropic (2026n) Circuits Updates — June 2026
  4. Anthropic (2026o) Circuits Updates — May 2026
  5. Anthropic (2026ai) Natural Language Autoencoders Produce Unsupervised Explanations of LLM Activations
  6. Luger et al. (2026) HeadVis
  7. Sofroniew et al. (2026) Emotion Concepts and their Function in a Large Language Model
  8. Karvonen et al. (2025) Activation Oracles: Training and Evaluating LLMs as General-Purpose Activation Explainers
  9. Anthropic (2025l) Circuits Updates — November 2025
  10. Lindsey (2025) Emergent Introspective Awareness in Large Language Models
  11. Anthropic (2025m) Circuits Updates — October 2025
  12. Gurnee et al. (2025) When Models Manipulate Manifolds: The Geometry of a Counting Task
  13. Anthropic (2025n) Circuits Updates — September 2025
  14. Anthropic (2025i) Circuits Updates — August 2025
  15. Anthropic (2025b) A Toy Model of Mechanistic (Un)Faithfulness
  16. Kamath et al. (2025) Tracing Attention Computation Through Feature Interactions
  17. Anthropic (2025a) A Toy Model of Interference Weights
  18. Anthropic (2025ao) Sparse mixtures of linear transforms
  19. Anthropic (2025k) Circuits Updates — July 2025
  20. Anthropic (2025g) Building and evaluating alignment auditing agents
  21. Anthropic (2025h) Circuits Updates — April 2025
  22. Anthropic (2025aj) Progress on Attention
  23. Lindsey et al. (2025) On the Biology of a Large Language Model
  24. Ameisen et al. (2025) Circuit Tracing: Revealing Computational Graphs in Language Models
  25. Anthropic (2025aa) Insights on Crosscoder Model Diffing
  26. Anthropic (2025j) Circuits Updates — January 2025
  27. Anthropic (2024n) Stage-Wise Model Diffing
  28. Lindsey et al. (2024) Sparse Crosscoders for Cross-Layer Features and Model Diffing
  29. Anthropic (2024o) Using Dictionary Learning Features as Classifiers
  30. Anthropic (2024h) Circuits Updates — September 2024
  31. Anthropic (2024b) Circuits Updates — August 2024
  32. Anthropic (2024e) Circuits Updates — July 2024
  33. Anthropic (2024f) Circuits Updates — June 2024
  34. Templeton et al. (2024) Scaling Monosemanticity: Extracting Interpretable Features from Claude 3 Sonnet
  35. Anthropic (2024a) Circuits Updates — April 2024
  36. Anthropic (2024g) Circuits Updates — March 2024
  37. Anthropic (2024l) Reflections on Qualitative Research
  38. Anthropic (2024c) Circuits Updates — February 2024
  39. Anthropic (2024d) Circuits Updates — January 2024
  40. Bricken et al. (2023) Towards Monosemanticity: Decomposing Language Models With Dictionary Learning
  41. Anthropic (2023b) Circuits Updates — July 2023
  42. Anthropic (2023c) Circuits Updates — May 2023
  43. Anthropic (2023e) Interpretability Dreams
  44. Anthropic (2023d) Distributed Representations: Composition & Superposition
  45. Elhage et al. (2023) Privileged Bases in the Transformer Residual Stream
  46. Henighan et al. (2023) Superposition, Memorization, and Double Descent
  47. Elhage et al. (2022b) Toy Models of Superposition
  48. Elhage et al. (2022a) Softmax Linear Units
  49. Anthropic (2022) Mechanistic Interpretability, Variables, and the Importance of Interpretable Bases
  50. Olsson et al. (2022) In-Context Learning and Induction Heads
  51. Anthropic (2021b) PySvelte
  52. Elhage et al. (2021a) A Mathematical Framework for Transformer Circuits
  53. Elhage et al. (2021b) Garcon
  54. Anthropic (2021a) Exercises
  55. Anthropic (2021c) Videos

E.5 OpenAI Alignment Research Blog #

Index: https://alignment.openai.com/. 54 items.

  • 2026-10-20: Beyond g-mean²: complementary metrics for monitorability (Guan et al., 2026b)
  • 2026-10-20: Suppressing misalignment monitoring alerts and disabling misalignment monitoring (OpenAI, 2026z) (Misalignment Reports)
  • 2026-10-15: Using a funded test cryptocurrency wallet without authorization (OpenAI, 2026af) (Misalignment Reports)
  • 2026-10-15: Accessing and changing internal systems during dashboard research (OpenAI, 2026a) (Misalignment Reports)
  • 2026-10-15: Retrieving server secrets and bypassing authorization on a government statistics website (OpenAI, 2026u) (Misalignment Reports)
  • 2026-10-15: Circumventing internet restrictions through an external browser (OpenAI, 2026f) (Misalignment Reports)
  • 2026-10-09: Damaging the task environment to trigger a reset (OpenAI, 2026h) (Misalignment Reports)
  • 2026-10-09: Obtaining public statistics with disallowed requests (OpenAI, 2026p) (Misalignment Reports)
  • 2026-10-09: Sending disallowed web requests and reaching a public file service (OpenAI, 2026x) (Misalignment Reports)
  • 2026-10-06: Studying metagaming latents in language models (Xu et al., 2026)
  • 2026-10-06: Meet LASER: Recursive sampling for safer conversations (Etinger, 2026)
  • 2026-10-02: Preparing for a restart after reading Slack (OpenAI, 2026r) (Misalignment Reports)
  • 2026-10-02: Command injecting a reference tool to copy a source file (OpenAI, 2026g) (Misalignment Reports)
  • 2026-10-02: Reaching an internal EDA host through a reference tool (OpenAI, 2026s) (Misalignment Reports)
  • 2026-09-28: Towards safety cases for frontier AI training (OpenAI, 2026ab)
  • 2026-09-25: An agent used DNS to reach an external chatbot (OpenAI, 2026d) (Misalignment Reports)
  • 2026-09-25: Self-replicating prompt injections exist (Wallace et al., 2026) (Misalignment Reports)
  • 2026-09-25: Exposing a GitHub token in a public repository (OpenAI, 2026j) (Misalignment Reports)
  • 2026-09-16: Self-generated prompt injections in compaction summaries (OpenAI, 2026v) (Misalignment Reports)
  • 2026-09-16: Encouraging deception in compaction summaries (OpenAI, 2026i) (Misalignment Reports)
  • 2026-09-16: Signing up for disposable emails and searching GitHub for leaked API keys (OpenAI, 2026y) (Misalignment Reports)
  • 2026-09-16: Unsanctioned Artifactory writes and cross-sample communication (OpenAI, 2026ad) (Misalignment Reports)
  • 2026-09-16: Unauthorized communication via temporary file hosting services (OpenAI, 2026ac) (Misalignment Reports)
  • 2026-09-16: Uploading files to the internet in order to cite them (OpenAI, 2026ae) (Misalignment Reports)
  • 2026-09-11: Notice: RubyGems (OpenAI, 2026o) (Misalignment Notices)
  • 2026-09-06: Research acceleration: The view inside OpenAI (OpenAI, 2026t)
  • 2026-09-06: An Alien Mind (OpenAI, 2026e)
  • 2026-09-05: Notice: DSEwiki (OpenAI, 2026o) (Misalignment Notices)
  • 2026-08-26: The Hugging Face incident and the road ahead (OpenAI, 2026aa)
  • 2026-08-26: Notice: Hugging Face (OpenAI, 2026o) (Misalignment Notices)
  • 2026-07-21: Measuring Reward-Seeking by Instilling Contrastive Beliefs (Højmark et al., 2026)
  • 2026-06-18: Reinforcement learning towards broadly and persistently beneficial models (Jagadeesh et al., 2026)
  • 2026-06-16: Can public chat data predict real-world AI misalignments? (Sheahan and Carroll, 2026)
  • 2026-05-07: Investigating the consequences of accidentally grading CoT during RL (Carroll et al., 2026)
  • 2026-04-30: Auto-review of agent actions without synchronous human oversight (Trębacz et al., 2026)
  • 2026-04-23: Open Sourcing Monitorability Evaluations (Guan et al., 2025)
  • 2026-04-06: Introducing the OpenAI Safety Fellowship (OpenAI, 2026n)
  • 2026-03-27: How far does alignment midtraining generalize? (Korbak et al., 2026)
  • 2026-03-25: Introducing Model Spec Evals (Guo and Wolfe, 2026)
  • 2026-03-21: Training agents to self-report misbehavior (Lee et al., 2026)
  • 2026-03-19: How we monitor internal coding agents for misalignment (OpenAI, 2026m)
  • 2026-03-16: Metagaming matters for training, evaluation, and oversight (Schoen and Nitishinskaya, 2026)
  • 2026-03-11: Interpreting Black Box Reward Models (Sodhi et al., 2026)
  • 2026-03-05: Reasoning models struggle to control their chains of thought, and that’s good (Yueh-Han et al., 2026)
  • 2026-02-19: Advancing independent research on AI alignment (OpenAI, 2026c)
  • 2026-02-06: Discovering unknown AI misalignments in real-world usage (Sheahan, 2026)
  • 2026-01-14: CoVal: Learning values-aware rubrics from the crowd (Hitzig et al., 2026)
  • 2026-01-14: Why we are excited about confessions (Joglekar et al., 2025)
  • 2025-12-22: Helpful assistant features suppress emergent misalignment (la Tour, 2025)
  • 2025-12-18: Evaluating chain-of-thought monitorability (Guan et al., 2025)
  • 2025-12-18: Sidestepping Evaluation Awareness and Anticipating Misalignment with Production Evaluations (Williams et al., 2025)
  • 2025-12-01: Debugging misaligned completions with sparse-autoencoder latent attribution (la Tour and Mossing, 2025)
  • 2025-12-01: A Practical Approach to Verifying Code at Scale (Trębacz et al., 2025)
  • 2025-12-01: Hello World (OpenAI, 2025c)
Sources cited in Section E.5 51
  1. Guan et al. (2026b) Beyond g-mean²: complementary metrics for monitorability
  2. OpenAI (2026z) Suppressing misalignment monitoring alerts and disabling misalignment monitoring
  3. OpenAI (2026af) Using a funded test cryptocurrency wallet without authorization
  4. OpenAI (2026a) Accessing and changing internal systems during dashboard research
  5. OpenAI (2026u) Retrieving server secrets and bypassing authorization on a government statistics website
  6. OpenAI (2026f) Circumventing internet restrictions through an external browser
  7. OpenAI (2026h) Damaging the task environment to trigger a reset
  8. OpenAI (2026p) Obtaining public statistics with disallowed requests
  9. OpenAI (2026x) Sending disallowed web requests and reaching a public file service
  10. Xu et al. (2026) Studying metagaming latents in language models
  11. Etinger (2026) Meet LASER: Recursive sampling for safer conversations
  12. OpenAI (2026r) Preparing for a restart after reading Slack
  13. OpenAI (2026g) Command injecting a reference tool to copy a source file
  14. OpenAI (2026s) Reaching an internal EDA host through a reference tool
  15. OpenAI (2026ab) Towards safety cases for frontier AI training
  16. OpenAI (2026d) An agent used DNS to reach an external chatbot
  17. Wallace et al. (2026) GPT-Red: Automated Red Teaming via Self-Play at Scale
  18. OpenAI (2026j) Exposing a GitHub token in a public repository
  19. OpenAI (2026v) Self-generated prompt injections in compaction summaries
  20. OpenAI (2026i) Encouraging deception in compaction summaries
  21. OpenAI (2026y) Signing up for disposable emails and searching GitHub for leaked API keys
  22. OpenAI (2026ad) Unsanctioned Artifactory writes and cross-sample communication
  23. OpenAI (2026ac) Unauthorized communication via temporary file hosting services
  24. OpenAI (2026ae) Uploading files to the internet in order to cite them
  25. OpenAI (2026o) Notice: RubyGems
  26. OpenAI (2026t) Research acceleration: The view inside OpenAI
  27. OpenAI (2026e) An Alien Mind
  28. OpenAI (2026aa) The Hugging Face incident and the road ahead
  29. Højmark et al. (2026) Measuring Reward-Seeking via Contrastive Belief Updates
  30. Jagadeesh et al. (2026) Reinforcement Learning Towards Broadly and Persistently Beneficial Models
  31. Sheahan and Carroll (2026) Can public chat data predict real-world AI misalignments?
  32. Carroll et al. (2026) Investigating the consequences of accidentally grading CoT during RL
  33. Trębacz et al. (2026) Auto-review of agent actions without synchronous human oversight
  34. Guan et al. (2025) Monitoring Monitorability
  35. OpenAI (2026n) Introducing the OpenAI Safety Fellowship
  36. Korbak et al. (2026) How far does alignment midtraining generalize?
  37. Guo and Wolfe (2026) Introducing Model Spec Evals
  38. Lee et al. (2026) Training Agents to Self-Report Misbehavior
  39. OpenAI (2026m) How we monitor internal coding agents for misalignment
  40. Schoen and Nitishinskaya (2026) Metagaming matters for training, evaluation, and oversight
  41. Sodhi et al. (2026) Interpreting Black Box Reward Models
  42. Yueh-Han et al. (2026) Reasoning Models Struggle to Control their Chains of Thought
  43. OpenAI (2026c) Advancing independent research on AI alignment
  44. Sheahan (2026) Discovering unknown AI misalignments in real-world usage
  45. Hitzig et al. (2026) CoVal: Learning values-aware rubrics from the crowd
  46. Joglekar et al. (2025) Training LLMs for Honesty via Confessions
  47. la Tour (2025) Helpful assistant features suppress emergent misalignment
  48. Williams et al. (2025) Sidestepping Evaluation Awareness and Anticipating Misalignment with Production Evaluations
  49. la Tour and Mossing (2025) Debugging misaligned completions with sparse-autoencoder latent attribution
  50. Trębacz et al. (2025) A Practical Approach to Verifying Code at Scale
  51. OpenAI (2025c) Hello World

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